Regulators
Financial supervision in the Netherlands is carried out by the Dutch central bank (DNB) and the Dutch Financial Markets Authority (AFM). DNB is responsible for prudential supervision, which means that its role is to ensure that parties can meet their financial obligations in the financial markets. See www.dnb.nl. The AFM is responsible for supervision regarding to the correct treatment of and proper provision of information to financial market participants.
The AFM issued Corio with a license under the Dutch Investment Institutions (Supervision) Act (WTB) on 19 June 2006. Following the introduction of the Dutch Financial Supervision Act (WFT) on 1 January 2007, the license was automatically converted into a WFT license.
Source: Annual Report 2009, Chapter Corporate governance, page 79 (PDF, 66 kB)
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